MAI Capital Management Named to Financial Advisor Magazine's 2021 RIA Ranking
August 2, 2021 – MAI Capital Management is pleased to announce it has been included on Financial Advisor Magazine’s 2021 RIA Ranking. MAI is ranked 42nd in the RIA Ranking in the $1 billion and over asset category. There were 321 firms ranked within this category, which places MAI in the top quartile of the billion dollar RIA group for the second consecutive year.
RIA firms from across the country were invited by Financial Advisor Magazine to complete a survey that evaluates various data points, including assets under management for year-end 2020, percentage year-over-year growth in assets, assets per client and percentage growth in assets per client, as well as percentage change in number of clients. To be eligible for Financial Advisor Magazine’s annual RIA rankings, firms must be registered investment advisors and provide financial planning and related services to individual clients.
MAI takes great pride in designing comprehensive and dynamic financial planning and wealth management strategies and solutions for its clients. MAI’s mission is to service every client’s financial management needs in the most personal, professional, and comprehensive way possible, and to provide each client with an individualized game plan for life. This philosophy is ingrained within the MAI culture and drives the team’s everyday work and overall growth strategy.
To view this year's list, please visit: https://www.fa-mag.com/news/the-future-is-now-63028.html
In the case above, MAI responded to a survey from the sponsoring organization. In no case does MAI pay a fee to be considered for an award or to participate in rankings. Further, MAI is not required to be a subscriber to the Financial Times or any other group to be included in their rankings or awards.
Third-party rankings and recognitions are no guarantee of future investment success and do not ensure that a client or prospective client will experience a higher level of performance results. These rankings should not be construed as an endorsement of the advisor by any client nor are they representative of any one client's evaluation.
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Financial Advisor’s RIA survey is a ranking based on assets under management at year end of independent RIA firms that file their own ADV with the SEC. FA's RIA ranking orders firms from largest to smallest, based on AUM reported to them by firms that voluntarily complete and submit FA's survey by their deadline. Financial Advisor does its best to verify AUM by reviewing ADV forms. To be eligible for the ranking, firms must be independent registered investment advisors and file their own ADV statement with the SEC and provide financial planning and related services to individual clients. Firms must have at least $500 million in assets under management as of December 31, 2020 to be included in the print edition of Financial Advisor Magazine's 2021 RIA survey. Firms with under $500 million will be included in FA's expanded 2021 online RIA survey.
Corporate RIA firms and investment advisor representatives (IARs) are not eligible for this survey. A corporate RIA is a registered investment advisor most often formed by a broker-dealer that files an ADV with the SEC. Advisors who are affiliated with the broker-dealer or other entity's corporate RIA may offer investment advice. They are considered Investment Advisor Representatives (IARs) of the corporate RIA. All of the assets under management of the IARs are included in the corporate RIA's ADV filed with the SEC.