Senior Wealth Advisor, Managing Director
Rick is a Senior Wealth Advisor at MAI, based out of the Naples, Florida office. He joined the firm in 2021 as a result of the acquisition of MWM Investment Consulting, LLC, where he served as a Senior Vice President since 2009. With nearly 25 years of industry experience, Rick has a diverse background in investment research, portfolio management, financial modeling, and financial analysis.
Prior to MWM, Rick was a key member of the operations and trading team at Private Capital Management where he implemented bond trading, maximized operational and trading efficiencies, executed ad hoc investment research projects and served as an institutional trader. He began his career at ICC Capital Management and eventually became the firm’s Head of Institutional Trading and Operations.
A native Floridian, Rick attended the University of Central Florida (UCF) where he earned both a BSBA and an MBA. He is a member of the UCF Alumni Association, a UCF College of Business student mentor, President of his church’s Pastoral Council, member of the Student Advisory Council for Collier County Public Schools, a graduate of the Leadership Program of the West Orange Chamber of Commerce, and has coached several local youth sport league teams.